Notes on Lewin Ch4: Spectral Theorem and Functional Calculus

Multiplication Operators

Let be Borel, and let be a locally finite Borel measure on . We set . Local finiteness implies that that .

  • Example Let and let . Then , so every operator identifies under the obvious choice of basis with a matrix , with . Then is the element .

    • A diagonal matrix corresponds to the operator where .
    • Every Hermitian matrix can be identified with a diagonal matrix (possibly under a different basis).
  • Let , then is the operator defined by

  • Theorem Let .

    1. is closed.
    2. , where the essential range of is

    1. The eigenvalues of are the such that , with the corresponding eigenspace , the space of all square-integrable functions with support in the set , defined -a.e.
    2. is bounded iff .
    3. is self-adjoint iff is real-valued (bounded or not).
    • Bits Of The Proof. For , there is such that -a.e. Thus, , and the map is bounded (using ) and is an inverse for . For , there exists such that for all . Then with we have

      So cannot be invertible.

  • Theorem 4.4: Spectral Theorem Let be self-adjoint on . Then there exists , a Borel set , a locally finite measure on , a real-valued locally bounded function , and an isomorphism such that

    One can take , and a finite measure on .

  • Corollary .

  • Corollary Every isolated point of the spectrum is an eigenvalue.

  • Define for any such isomorphism. We need to show this is independent of the choice of .

  • Theorem 4.8: Functional Calculus for bounded Borel functions Let be self-adjoint. There exists a unique map

    defined on the -algebra of bounded Borel functions on , with values in the algebra of bounded operators on , such that:

    1. it is a morphism of -algebras (-linear, preserves product and star operation).
    2. it is continuous, with .
    3. if with , then .
    4. if then .
    5. if and pointwise on , then for all .
  • (Spectral measure) Let be a unit vector of . By the functional calculus, the map

    is a continuous linear form. If in addition we can write

    which shows that is a positive linear form on . Hence by Riesz–Markov, there is a unique Borel probability measure on such that

    With and from the Spectral Theorem, if is the corresponding unitary, we can write

    Therefore is the pushforward measure1

    i.e. for every Borel set ,

    In words - is the cyllindrical projection on of the probability measure on . We then have iff has a moment of order two, and in this case . We also have .

  • Corollary 4.10: Functional Calculus for locally bounded Borel functions Let be self-adjoint and let be a ocally bounded Borel function. Then defined above is independent of the isomorphism used to represent as a multiplication operator.

  1. 1The book writes but this is a little fast and loose with notation; the sum is a partial integration of that comes from the pushforward. The Proper Way is to define the slice measures , then we can write .

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